UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported): December 5, 2011
PROPHASE LABS, INC.
(Exact name of registrant as specified in its charter)
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Nevada
(State or other
jurisdiction of incorporation)
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0-21617
(Commission
File Number)
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23-2577138
(I.R.S. Employer
Identification No.)
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621 N. Shady Retreat Road
Doylestown, PA
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18901
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(Address of principal executive offices)
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(Zip Code)
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Registrant's telephone number, including area code: (215) 345-0919
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On December 5, 2011, ProPhase Labs, Inc. (the “Company”) received a letter from The Nasdaq Stock Market (the “Nasdaq Notice”) notifying the Company that it has regained compliance with Nasdaq Marketplace Rule 5450(a)(1) because for 11 consecutive trading days the bid price of the Company’s common stock closed above the $1.00 per share minimum required for listing.
As previously disclosed, on June 29, 2011, the Company received a letter from The Nasdaq Stock Market notifying the Company that it did not comply with Nasdaq Marketplace Rule 5450(a)(1) because for 30 consecutive trading days the bid price of the Company’s common stock closed below the $1.00 per share minimum required for listing.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ProPhase Labs, Inc. |
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By:
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/s/ Robert V. Cuddihy, Jr. |
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Robert V. Cuddihy, Jr. |
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Chief Operating Officer and
Chief Financial Officer
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Date: December 5, 2011