Exhibit 107

 

Calculation of Filing Fee Table

 

Form S-3

(Form Type)

 

PROPHASE LABS, INC.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered Securities and Carry Forward Securities

 

    Security
Type
  Security
Class Title
  Fee
Calculation
or Carry
Forward
Rule
  Amount
Registered
    Proposed
Maximum
Offering
Price Per
Unit
    Maximum
Aggregate
Offering
Price
    Fee
Rate
    Amount
of
Registration
Fee
    Carry
Forward
Form
Type
    Carry
Forward
File
Number
    Carry
Forward
Initial
effective
date
    Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward
 
Newly Registered Securities
Fees to Be
Paid
            $                                          
Carry Forward Securities
Carry Forward
Securities
  Equity   Common Stock, par value $0.0005 per share(1)   415(a)(6)     (2)     (3)       (3)                                          
    Equity   Preferred Stock, par value $0.0005 per share(1)   415(a)(6)     (2)     (3)       (3)                                          
    Other   Warrants(1)   415(a)(6)     (2)     (3)       (3)                                          
    Other   Units(1)   415(a)(6)     (2)     (3)       (3)                                          
    Other   Rights(1)   415(a)(6)     (2)     (3)       (3)                                          
    Unallocated (Universal Shelf)   (1)   415(a)(6)     (2)     (3)     $ 291,612,849 (4)                     S-3       333-260848       November 12, 2021     $ 27,032  
    Total Offering Amounts     $ 291,612,849             $                                  
    Total Fees Previously Paid                                                        
    Total Fee Offsets                                                        
    Net Fee Due                     $ 0.00                                  

 

(1) Separate consideration may or may not be received for securities that are issuable upon the conversion or exercise of, or in exchange for, other securities offered hereby.
   
(2) There are being registered hereunder such indeterminate number of shares of common stock, preferred stock, warrants, units, and rights to be sold by the Registrant from time to time at unspecified prices which shall have an aggregate initial offering price not to exceed $291,612,849. The proposed maximum initial offering price per unit will be determined, from time to time, by the Registrant in connection with the issuance by the Registrant of the securities registered hereunder. This registration statement also covers an indeterminate amount of securities that may be issued in exchange for, or upon conversion or exercise of, as the case may be, the preferred stock or warrants registered hereunder, including under any applicable anti-dilution provisions. In addition, pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the shares being registered hereunder include such indeterminate number of shares of common stock and preferred stock as may be issuable with respect to the shares being registered hereunder as a result of stock splits, stock dividends or similar transactions
   
(3) The proposed maximum offering price per share will be determined, from time to time, by the Registrant in connection with the issuance by the Registrant of the securities registered hereunder and is not specified as to each class of security pursuant to Instruction 2.A.iii.b. to the Calculation of Filing Fee Tables and Related Disclosure on Item 16(b) of Form S-3 under the Securities Act.
   
(4) Pursuant to Rule 415(a)(6) under the Securities Act, the securities registered pursuant to this registration statement represent $291,612,849 of unsold securities (the “Unsold Securities”) previously registered pursuant to a registration statement on Form S-3 (File No. 333-260848), initially filed by the Registrant with the Securities and Exchange Commission on November 5, 2021 and declared effective on November 12, 2021 (the “Prior Registration Statement”). In connection with the filing of the Prior Registration Statement, the Registrant paid a filing fee of $27,032 associated with the offering of the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement). The filing fee associated with the offering of the Unsold Securities is hereby carried forward to be applied to the Unsold Securities registered hereunder and, as a result, no additional filing fee is due in respect of such Unsold Securities. Pursuant to Rule 415(a)(6), the offering of securities registered under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.