Exhibit 107
Calculation of Filing Fee Table
Form S-3
(Form Type)
PROPHASE LABS, INC.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities and Carry Forward Securities
Security
Type |
Security
Class Title |
Fee
Calculation or Carry Forward Rule |
Amount
Registered |
Proposed
Maximum Offering Price Per Unit |
Maximum
Aggregate Offering Price |
Fee
Rate |
Amount
of Registration Fee |
Carry
Forward Form Type |
Carry
Forward File Number |
Carry
Forward Initial effective date |
Filing
Fee Previously Paid In Connection with Unsold Securities to be Carried Forward |
|||||||||||||||||||||||||||||||
Newly Registered Securities | ||||||||||||||||||||||||||||||||||||||||||
Fees
to Be Paid |
— | — | — | — | $ | — | — | — | — | — | — | — | — | |||||||||||||||||||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||||||||||||||||||||
Carry
Forward Securities |
Equity | Common Stock, par value $0.0005 per share(1) | 415(a)(6) | (2) | (3) | (3) | — | — | — | — | ||||||||||||||||||||||||||||||||
Equity | Preferred Stock, par value $0.0005 per share(1) | 415(a)(6) | (2) | (3) | (3) | — | — | — | — | |||||||||||||||||||||||||||||||||
Other | Warrants(1) | 415(a)(6) | (2) | (3) | (3) | — | — | — | — | |||||||||||||||||||||||||||||||||
Other | Units(1) | 415(a)(6) | (2) | (3) | (3) | — | — | — | — | |||||||||||||||||||||||||||||||||
Other | Rights(1) | 415(a)(6) | (2) | (3) | (3) | — | — | — | — | |||||||||||||||||||||||||||||||||
Unallocated (Universal Shelf) | —(1) | 415(a)(6) | (2) | (3) | $ | 291,612,849 | (4) | S-3 | 333-260848 | November 12, 2021 | $ | 27,032 | ||||||||||||||||||||||||||||||
Total Offering Amounts | $ | 291,612,849 | $ | — | ||||||||||||||||||||||||||||||||||||||
Total Fees Previously Paid | — | |||||||||||||||||||||||||||||||||||||||||
Total Fee Offsets | — | |||||||||||||||||||||||||||||||||||||||||
Net Fee Due | $ | 0.00 |
(1) | Separate consideration may or may not be received for securities that are issuable upon the conversion or exercise of, or in exchange for, other securities offered hereby. |
(2) | There are being registered hereunder such indeterminate number of shares of common stock, preferred stock, warrants, units, and rights to be sold by the Registrant from time to time at unspecified prices which shall have an aggregate initial offering price not to exceed $291,612,849. The proposed maximum initial offering price per unit will be determined, from time to time, by the Registrant in connection with the issuance by the Registrant of the securities registered hereunder. This registration statement also covers an indeterminate amount of securities that may be issued in exchange for, or upon conversion or exercise of, as the case may be, the preferred stock or warrants registered hereunder, including under any applicable anti-dilution provisions. In addition, pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the shares being registered hereunder include such indeterminate number of shares of common stock and preferred stock as may be issuable with respect to the shares being registered hereunder as a result of stock splits, stock dividends or similar transactions |
(3) | The proposed maximum offering price per share will be determined, from time to time, by the Registrant in connection with the issuance by the Registrant of the securities registered hereunder and is not specified as to each class of security pursuant to Instruction 2.A.iii.b. to the Calculation of Filing Fee Tables and Related Disclosure on Item 16(b) of Form S-3 under the Securities Act. |
(4) | Pursuant to Rule 415(a)(6) under the Securities Act, the securities registered pursuant to this registration statement represent $291,612,849 of unsold securities (the “Unsold Securities”) previously registered pursuant to a registration statement on Form S-3 (File No. 333-260848), initially filed by the Registrant with the Securities and Exchange Commission on November 5, 2021 and declared effective on November 12, 2021 (the “Prior Registration Statement”). In connection with the filing of the Prior Registration Statement, the Registrant paid a filing fee of $27,032 associated with the offering of the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement). The filing fee associated with the offering of the Unsold Securities is hereby carried forward to be applied to the Unsold Securities registered hereunder and, as a result, no additional filing fee is due in respect of such Unsold Securities. Pursuant to Rule 415(a)(6), the offering of securities registered under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement. |